Managing incidental findings and research results in genomic research involving biobanks and archived data sets.
- Authors
- Wolf, Susan M; Crock, Brittney N; Van Ness, Brian; Lawrenz, Frances; Kahn, Jeffrey P; Beskow, Laura M; Cho, Mildred K; Christman, Michael F; Green, Robert C; Hall, Ralph; Illes, Judy; Keane, Moira; Knoppers, Bartha M; Koenig, Barbara A; Kohane, Isaac S; Leroy, Bonnie; Maschke, Karen J; McGeveran, William; Ossorio, Pilar; Parker, Lisa S; Petersen, Gloria M; Richardson, Henry S; Scott, Joan A; Terry, Sharon F; Wilfond, Benjamin S; Wolf, Wendy A
- Year
- 2012
- Journal
- Genetics in medicine : official journal of the American College of Medical Genetics
- PMID
- 22436882
- DOI
- 10.1038/gim.2012.23
- PMCID
- PMC3597341
Biobanks and archived data sets collecting samples and data have become crucial engines of genetic and genomic research. Unresolved, however, is what responsibilities biobanks should shoulder to manage incidental findings and individual research results of potential health, reproductive, or personal importance to individual contributors (using "biobank" here to refer both to collections of samples and collections of data). This article reports recommendations from a 2-year project funded by the National Institutes of Health. We analyze the responsibilities involved in managing the return of incidental findings and individual research results in a biobank research system (primary research or collection sites, the biobank itself, and secondary research sites). We suggest that biobanks shoulder significant responsibility for seeing that the biobank research system addresses the return question explicitly. When reidentification of individual contributors is possible, the biobank should work to enable the biobank research system to discharge four core responsibilities to (1) clarify the criteria for evaluating findings and the roster of returnable findings, (2) analyze a particular finding in relation to this, (3) reidentify the individual contributor, and (4) recontact the contributor to offer the finding. We suggest that findings that are analytically valid, reveal an established and substantial risk of a serious health condition, and are clinically actionable should generally be offered to consenting contributors. This article specifies 10 concrete recommendations, addressing new biobanks as well as those already in existence.
| Name | Type |
|---|---|
| 23andMe | cohort |
| Abnormal blood pressure local | phenotype |
| Alzheimer's disease | phenotype |
| apoE | gene |
| Atherosclerotic disease local | phenotype |
| Best Practices for biorepositories local | cohort |
| Biobank network local | cohort |
| Biobank research system local | cohort |
| Biobank Research System local | cohort |
| biobanks | cohort |
| Biorepositories local | cohort |
| BioVU | cohort |
| blood pressure | phenotype |
| brain abnormalities | anatomy |
| BRCA2 | gene |
| BRCA2 variant local | variant |
| breast cancer | phenotype |
| caHUB | cohort |
| cancer Human Biobank | cohort |
| cancer-related findings local | phenotype |
| CLIA-certified Lab local | drug |
| CLIA-certified labs local | drug |
| Clinical personnel local | drug |
| ClinSeq local | cohort |
| CollectionSite local | cohort |
| Collection sites local | cohort |
| Collection Sites local | cohort |
| Colon cancer | phenotype |
| commonly used drug local | drug |
| Contributor local | cohort |
| contributor population local | cohort |
| Contributor Population local | cohort |
| contributors local | cohort |
| Contributors local | cohort |
| Coriell Personalized Medicine Collaborative local | cohort |
| DAA local | drug |
| DAC local | cohort |
| Data Access Committee local | cohort |
| Databases local | cohort |
| dbGaP | cohort |
| de-identification local | drug |
| deletion | variant |
| diagnosis | phenotype |
| discrepant diagnosis local | phenotype |
| disease | phenotype |
| donors | cohort |
| DUA local | drug |
| eMERGE network | cohort |
| eMERGE sites local | cohort |
| Environmental exposure information local | drug |
| environmental exposures | drug |
| Fabsitz et al. local | cohort |
| Framingham Heart Study | cohort |
| Genes, Environment and Health Initiative local | cohort |
| Genetic and genomic research results local | phenotype |
| Genetic counselors local | drug |
| Genetic IFs local | phenotype |
| genetic or genomic findings local | phenotype |
| genetic variant associated with catastrophic reaction to a commonly used drug local | variant |
| genetic variants | cohort |
| Geneva | cohort |
| HealthCareSetting local | cohort |
| Hospital local | cohort |
| Human Research Participant local | cohort |
| human subjects | cohort |
| ICOB local | cohort |
| ICOBs local | cohort |
| IFs local | phenotype |
| IFs/IRRs local | phenotype |
| Incidental Finding local | phenotype |
| incidental findings local | phenotype |
| Incidental findings local | phenotype |
| Incidental Findings local | phenotype |
| Incidental Findings Committees local | cohort |
| Incidental Findings Files local | cohort |
| Incidental findings (IFs) local | phenotype |
| Incidental Findings (IFs) local | phenotype |
| incidental research results local | phenotype |
| Incidental research results (IRRs) local | phenotype |
| Incidental Research Results (IRRs) local | phenotype |
| Individual Research Result local | phenotype |
| individual research results local | phenotype |
| Individual research results local | phenotype |
| Individual Research Results local | phenotype |
| Individual Studies local | cohort |
| Institutional Sources local | cohort |
| IRB local | cohort |
| IRRs local | phenotype |
| ISBER local | cohort |
| Kaiser Permanente Research Program on Genes, Environment, and Health local | cohort |
| life-threatening condition local | phenotype |
| Mayo biobank local | cohort |
| Mayo Clinic | cohort |
| Medical information local | drug |
| MTA local | drug |
| Myeloma Bank on a Cureβ’ local | cohort |
| National Cancer Institute | cohort |
| National Childrenβs Study local | cohort |
| neuroimaging scans local | anatomy |
| neuroimaging scans local | drug |
| NIH | cohort |
| NIH intramural biobanks local | cohort |
| Non-genetic IFs local | phenotype |
| non-U.S. biobanks local | cohort |
| Northwestern NUgene local | cohort |
| pancreatic cancer | phenotype |
| participants | cohort |
| pathology | phenotype |
| Personal Genome Project local | cohort |
| Personalized Medicine Project at Marshfield Clinic local | cohort |
| pharmaceutical company local | cohort |
| phenotype | phenotype |
| physicians | cohort |
| population | cohort |
| population biobanks local | cohort |
| Population of Contributors local | cohort |
| Primary Research local | cohort |
| PrimaryResearch local | cohort |
| Primary Researcher local | cohort |
| Primary researchers local | cohort |
| Primary Researchers local | cohort |
| Primary Research Sites local | cohort |
| private biobank local | cohort |
| public biobank local | cohort |
| re-identification local | drug |
| reproductive importance local | phenotype |
| Researchers local | cohort |
| Research Networks local | cohort |
| research participants | cohort |
| Returnable Findings local | phenotype |
| Returnable IFs/IRRs local | phenotype |
| Return of Results Committees local | cohort |
| REVEAL Study local | cohort |
| Secondary Research local | cohort |
| Secondary researchers local | cohort |
| Secondary Researchers local | cohort |
| Secondary researcher sites local | cohort |
| Secondary Research Sites local | cohort |
| serious health condition local | phenotype |
| sources local | cohort |
| Specimen pathology local | phenotype |
| study cohort | cohort |
| trait | phenotype |
| Trusted intermediary local | cohort |
| Trusted Intermediary local | drug |
| tumor specimens local | phenotype |
| UK Biobank | cohort |
| University of Connecticut Behavioral Gene Bank local | cohort |
| U.S. biobanks local | cohort |
| Vanderbilt BioVU local | cohort |
| Wolf et al. local | cohort |
| Working Group local | cohort |
| Yale University IRBs local | cohort |
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In this knowledge base
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| Returning a Research Participant's Genomic Results to Relatives: Perspectives from Managers of Two Distinct Research Biobanks. | Petersen GM et al. | β | 2015 | β |
| Return of Genetic Research Results to Participants and Families: IRB Perspectives and Roles. | Beskow LM et al. | β | 2015 | β |
| Return of Results from Research Using Newborn Screening Dried Blood Samples. | Lewis MH et al. | β | 2015 | β |
| Sharing the Knowledge: Sharing Aggregate Genomic Findings with Research Participants in Developing Countries. | Kerasidou A | β | 2015 | β |
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| The EuroBioBank Network: 10 years of hands-on experience of collaborative, transnational biobanking for rare diseases. | Mora M et al. | β | 2015 | β |
| The Importance of Quality Patient Advocacy to Biobanks: A Lay Perspective from Independent Cancer Patients Voice (ICPV), Based in the United Kingdom. | Wilcox M et al. | β | 2015 | β |
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| Attitudes of parents toward the return of targeted and incidental genomic research findings in children. | Fernandez CV et al. | β | 2014 | β |
| Autonomy, the Right Not to Know, and the Right to Know Personal Research Results: What Rights Are There, and Who Should Decide about Exceptions? | Helgesson G | β | 2014 | β |
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| Ethical challenges for the design and conduct of mega-biobanking from Great East Japan Earthquake victims. | Matsui K et al. | β | 2014 | β |
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| Factors that may influence the willingness of cancer patients to consent for biobanking. | Pillai U et al. | β | 2014 | β |
| Guidelines for return of research results from pediatric genomic studies: deliberations of the Boston Children's Hospital Gene Partnership Informed Cohort Oversight Board. | Holm IA et al. | β | 2014 | β |
| Harnessing massively parallel sequencing in personalized head and neck oncology. | Jessri M et al. | β | 2014 | β |
| How do researchers manage genetic results in practice? The experience of the multinational Colon Cancer Family Registry. | Keogh LA et al. | β | 2014 | β |
| Human subjects protection: an event monitoring committee for research studies of girls from breast cancer families. | Harris D et al. | β | 2014 | β |
| Impact of non-welfare interests on willingness to donate to biobanks: an experimental survey. | Gornick MC et al. | β | 2014 | β |
| Implementing risk-stratified screening for common cancers: a review of potential ethical, legal and social issues. | Hall AE et al. | β | 2014 | β |
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| Informed consent for return of incidental findings in genomic research. | Appelbaum PS et al. | β | 2014 | β |
| INTRODUCTION: From the Right to Know to the Right Not to Know. | Knoppers BM | β | 2014 | β |
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| Patient decisions for disclosure of secondary findings among the first 200 individuals undergoing clinical diagnostic exome sequencing. | Shahmirzadi L et al. | β | 2014 | β |
| Practical guidance on informed consent for pediatric participants in a biorepository. | Brothers KB et al. | β | 2014 | β |
| Processes and factors involved in decisions regarding return of incidental genomic findings in research. | Klitzman R et al. | β | 2014 | β |
| Returning findings within longitudinal cohort studies: the 1958 birth cohort as an exemplar. | Wallace SE et al. | β | 2014 | β |
| Returning individual research results for genome sequences of pancreatic cancer. | Johns AL et al. | β | 2014 | β |
| Return of genomic results to research participants: the floor, the ceiling, and the choices in between. | Jarvik GP et al. | β | 2014 | β |
| Sample and data sharing: observations from a central data repository. | Ardini MA et al. | β | 2014 | β |
| Sustainability in biobanking. | Simeon-Dubach D et al. | β | 2014 | β |
| Teaching genomic counseling: preparing the genetic counseling workforce for the genomic era. | Hooker GW et al. | β | 2014 | β |
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| Traditional and electronic informed consent for biobanking: a survey of U.S. biobanks. | Simon CM et al. | β | 2014 | β |
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| Utilizing Focus Groups with Potential Participants and Their Parents: An Approach to Inform Study Design in a Large Clinical Trial. | Kadimpati S et al. | β | 2014 | β |
| Whole exome or genome sequencing: nurses need to prepare families for the possibilities. | Prows CA et al. | β | 2014 | β |
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| ACMG recommendations for reporting of incidental findings in clinical exome and genome sequencing. | Green RC et al. | β | 2013 | β |
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| Attitudes of Canadian researchers toward the return to participants of incidental and targeted genomic findings obtained in a pediatric research setting. | Fernandez CV et al. | β | 2013 | β |
| Biobanking past, present and future: responsibilities and benefits. | De Souza YG et al. | β | 2013 | β |
| Biobanking: sample acquisition and quality assurance for 'omics' research. | YΓΌzbaΕΔ±oΔlu A et al. | β | 2013 | β |
| Biobanking: The Melding of Research with Clinical Care. | Smith ME et al. | β | 2013 | β |
| Biopsies: next-generation biospecimens for tailoring therapy. | Basik M et al. | β | 2013 | β |
| Broad consent versus dynamic consent in biobank research: is passive participation an ethical problem? | Steinsbekk KS et al. | β | 2013 | β |
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| Clinical analysis and interpretation of cancer genome data. | Van Allen EM et al. | β | 2013 | β |
| Clinical Correlates of Autosomal Chromosomal Abnormalities in an Electronic Medical Record-Linked Genome-Wide Association Study: A Case Series. | Jouni H et al. | β | 2013 | β |
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| Disclosing incidental findings in genetics contexts: a review of the empirical ethical research. | Christenhusz GM et al. | β | 2013 | β |
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| Genetic medicine and incidental findings: it is more complicated than deciding whether to disclose or not. | Crawford G et al. | β | 2013 | β |
| Genetics professionals' perspectives on reporting incidental findings from clinical genome-wide sequencing. | Lohn Z et al. | β | 2013 | β |
| Genetic susceptibility testing for neurodegenerative diseases: ethical and practice issues. | Roberts JS et al. | β | 2013 | β |
| Genome sequencing: a systematic review of health economic evidence. | Frank M et al. | β | 2013 | β |
| Genomics: from persons to populations and back again. | Knoppers BM | β | 2013 | β |
| Genotype-driven recruitment: a strategy whose time has come? | Budin-LjΓΈsne I et al. | β | 2013 | β |
| Incidental findings in the era of whole genome sequencing? | Parens E et al. | β | 2013 | β |
| Informatics and clinical genome sequencing: opening the black box. | Moorthie S et al. | β | 2013 | β |
| 'Information is information': a public perspective on incidental findings in clinical and research genome-based testing. | Daack-Hirsch S et al. | β | 2013 | β |
| Intentions to receive individual results from whole-genome sequencing among participants in the ClinSeq study. | Facio FM et al. | β | 2013 | β |
| Interpreting secondary cardiac disease variants in an exome cohort. | Ng D et al. | β | 2013 | β |
| Let us ask better questions. | Clayton EW et al. | β | 2013 | β |
| Meeting summary: Ethical aspects of whole exome and whole genome sequencing studies (WES/WGS) in rare diseases, Tel Aviv, Israel, January 2013. | Farberov L et al. | β | 2013 | β |
| Minimizing liability risks under the ACMG recommendations for reporting incidental findings in clinical exome and genome sequencing. | Evans BJ | β | 2013 | β |
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| Personalized medicine: challenges and opportunities for translational bioinformatics. | Overby CL et al. | β | 2013 | β |
| Perspectives of clinical genetics professionals toward genome sequencing and incidental findings: a survey study. | Lemke AA et al. | β | 2013 | β |
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| Practical, ethical and regulatory considerations for the evolving medical and research genomics landscape. | Lyon GJ et al. | β | 2013 | β |
| Progressing the utilisation of pharmacogenetics and pharmacogenomics into clinical care. | Trent RJ et al. | β | 2013 | β |
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| Return of results in translational iPS cell research: considerations for donor informed consent. | Lomax GP et al. | β | 2013 | β |
| Risk terminology in biobanking and genetic research: what's in a name? | Quinn GP et al. | β | 2013 | β |
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| The attitudes of people with sarcoma and their family towards genomics and incidental information arising from genetic research. | Young MA et al. | β | 2013 | β |
| The disclosure of incidental genomic findings: an "ethically important moment" in pediatric research and practice. | Driessnack M et al. | β | 2013 | β |
| The responses of research participants and their next of kin to receiving feedback of genetic test results following participation in the Australian Ovarian Cancer Study. | Hallowell N et al. | β | 2013 | β |
| The return of unexpected research results in a biobank study and referral to health care for heritable long QT syndrome. | Haukkala A et al. | β | 2013 | β |
| The SNPs in the human genetic blueprint era. | Giampaoli S et al. | β | 2013 | β |
| Use of human specimens in research: the evolving United States regulatory, policy, and scientific landscape. | Bledsoe MJ et al. | β | 2013 | β |
| Using AD biomarker research results for clinical care: a survey of ADNI investigators. | Shulman MB et al. | β | 2013 | β |
| Why do participants enroll in population biobank studies? AΒ systematic literature review. | Nobile H et al. | β | 2013 | β |
| Biobanks: Validate gene findings before telling donors. | Hansson MG | β | 2012 | β |
| Biospecimens, biomarkers, and burgeoning data: the imperative for more rigorous research standards. | Poste G | β | 2012 | β |
| Disclosing individual genetic research results to deceased participants' relatives by means of a qualified disclosure policy. | Bredenoord AL et al. | β | 2012 | β |
| Discontent with consent. | β | β | 2012 | β |
| High-throughput sequencing and rare genetic diseases. | Makrythanasis P et al. | β | 2012 | β |
| International normative perspectives on the return of individual research results and incidental findings in genomic biobanks. | Zawati MH et al. | β | 2012 | β |
| Mapping the inputs, analyses, and outputs of biobank research systems to identify sources of incidental findings and individual research results for potential return to participants. | Bemmels HR et al. | β | 2012 | β |
| Permission to share biospecimens. | Horn EJ et al. | β | 2012 | β |
| Recommendations for ethical approaches to genotype-driven research recruitment. | Beskow LM et al. | β | 2012 | β |
| Reporting actionable research results: shared secrets can save lives. | Hunter LE et al. | β | 2012 | β |
| Secondary researchers' duties to return incidental findings and individual research results: a partial-entrustment account. | Richardson HS et al. | β | 2012 | β |
| Secondary variants in individuals undergoing exome sequencing: screening of 572 individuals identifies high-penetrance mutations in cancer-susceptibility genes. | Johnston JJ et al. | β | 2012 | β |
| Sharing individual research results with biospecimen contributors: counterpoint. | Clayton EW | β | 2012 | β |
| Sharing individual research results with biospecimen contributors: point. | Yassin R et al. | β | 2012 | β |
| Should genetic findings from genome research be reported back to the participants? | Steinsbekk KS et al. | β | 2012 | β |
| Taking aims seriously: repository research and limits on the duty to return individual research findings. | Ossorio P | β | 2012 | β |
| The evolution of biobanking best practices. | Vaught J et al. | β | 2012 | β |
| The legal risks of returning results of genomics research. | Clayton EW et al. | β | 2012 | β |
| The new world of clinical genomics. | Biesecker LG | β | 2012 | β |
| The past, present, and future of the debate over return of research results and incidental findings. | Wolf SM | β | 2012 | β |
| The Role of Law in the Debate over Return of Research Results and Incidental Findings: The Challenge of Developing Law for Translational Science. | Wolf SM | β | 2012 | β |
| Biobanks and the return of research results: out with the old and in with the new? | Zawati MH et al. | β | 2011 | β |